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Compliance Code

ES Electron promotes corporate transparency by complying with laws and principles.

Compliance Code
We achieve responsible success
based on the Compliance Code.
As a global company, ES Electron adheres to laws and principles,
and is committed to achieving responsible success based on stronger Compliance Code.
We strengthen our competitiveness by placing the Compliance Code as the core of our organization culture and pursue future-oriented management centered on sustainability.
See the full text of the Compliance Code
Compliance Management Execution Process and Key Activities
The company is carrying out a systematic compliance management execution process and various compliance management activities.
  1. SETP 01
    Problem Analysis and Diagnosis
    • Analyze the case
    • Know the regulatory situation
    • Develop risk analysis tools
    • Establish a risk assessment system
  2. SETP 02
    Implement Improvement Measures
    • Improve regulations and systems
    • Provide risk-based compliance consulting
    • Establish operating instructions
    • Conduct compliance training
  3. SETP 03
    Performance Verification and Validation
    • Check the effectiveness of the process
    • Check the effectiveness of the improvement
    • Analyze the compliance training outcomes
    • Make an assessment based on the results
  4. SETP 04
    Report and Share Results
    • Report to the CEO
    • Set up work in advance and report to the meeting
    • Post information on the website
    • Submit a disclosure to DART
Compliance Management Operation Regulations
As the highest level regulation that regulates basic procedures and matters of ES Electron compliance management, the Compliance Management Operation Regulations applies to all employees and all business operations of the company.
Compliance Code Declaration and Pledge
The company maintains sustainable relationships based on trust with stakeholders such as customers, shareholders and employees. The company promotes mutual understanding through regular communication and feedback. ES Electron has declared the Code inside and outside, and all employees have pledged to follow and abide by the law-abiding business management. Read the full text of the Declaration and the Pledge